COMPLIANCE RISK – ITS MEASUREMENT AND MANAGEMENT AT THE LEVEL OF A FINANCIAL, CREDIT OR INSURANCE INSTITUTION
The program presents a consolidated approach on risk measurement and proposes practical ways for its management in the context of the strategic objectives regarding minimizing the risk exposure and acting in compliance with specific regulations.
The course will have a strong practical and interactive character, the fundaments of theoretical concepts being substantiated with case studies analyses.
Staff with responsibilities in the area of compliance, in the area of risk management, internal audit and legal departments of financial institutions, credit and insurance.
1. Identifying compliance risk
2. Analyzing and prioritizing relevant risk categories
3. Methods of risk measuring and quantification: a proposal to address the basic methodologies
4. Managing compliance risk: formalization, monitoring and reporting
5. Examples and risk assessment tools
Maria Magdalena Calangiu, licensed in Law, is the Director of the ING Global Compliance Center, coordinating the monitoring of the specific compliance risks, as standardized and centralized on behalf of the global compliance function at the level of ING group.
She has a vast legal and compliance expertise, gained during her more then 20-years career in various organizations such as the Ministry of Finance, Local F.I.U., Credit Europe Bank, ING, BRD-GSG.
Her international certifications include Diploma in Compliance – ICA & University of Manchester, UK; Certified AML Specialist – ACAMS, USA; MBA Open University UK.
Since 2010 she has been certified by MMFPSPV and MEN both as a Trainer and as a Professional Competence Evaluator.
Ms. Calangiu is the author of the analysis and standard for the Compliance Officer’s occupation as well as the subsequent course.
February 28, 2020, between 9:00 – 17:00
RBI will hold the course on its premises, providing specialised lecturers, course materials and catering services during the training day.
At the end of the course, participants will be given a certificate, issued by RBI (under the aegis of the founding members: NBR and RBA), with 7 CPD credits.
For the course fee and other details please contact us by phone or e-mail.
Telephone: 021 327 48 93